The privacy law team of Lievekamp Advocaten

Consent as a legal basis for data processing

This article was published in 2020. Laws, case law and regulatory guidance may have changed since then. Contact us for up to date advice.

Every organisation undoubtedly processes personal data. Under the General Data Protection Regulation (GDPR), organisations may process personal data if they have a legal basis for doing so. Consent is one of the legal bases for processing the personal data of, for example, employees, job applicants, clients or suppliers. A data subject can thus consent to the processing of his personal data by the controller within the meaning of the GDPR. Consent as a legal basis for data processing must meet certain conditions.

Recital 32 of the GDPR states: Consent should be given by a clear affirmative act, such as a written statement, including by electronic means, or an oral statement. Consent must be freely given, specific, informed and unambiguous.

This could include ticking a box when visiting an internet website, choosing technical settings for information society services or another statement or conduct which clearly indicates in this context the data subject’s acceptance of the proposed processing of his or her personal data. Silence, pre-ticked boxes or inactivity should therefore not constitute consent. Consent should cover all processing activities carried out for the same purpose or purposes. When the processing has multiple purposes, consent should be given for all of them. If the data subject’s consent is to be given following a request by electronic means, the request must be clear, concise and not unnecessarily disruptive to the use of the service for which it is provided.

Consent given by the data subject must meet certain conditions under the GDPR. The rules of thumb are as follows:

  • Consent must be freely given;
  • Consent must be unambiguous;
  • The organisation must inform the data subject about the data processing;
  • Consent must be specific;
  • Consent may be withdrawn by the data subject at any time. The data subject must be made aware of this.

In short, consent must be freely given, specific, informed and unambiguous. Below, we discuss the individual elements of consent in more detail.

A first requirement is that consent must be freely given. The data subject must not have been put under pressure to give consent. In addition, the data subject from whom consent is obtained must not be disadvantaged if the data subject does not give consent.

Consent is presumed not to be freely given if it does not allow separate consent to be given to different personal data processing operations despite it being appropriate in the individual case, or if the performance of a contract, including the provision of a service, is dependent on the consent despite such consent not being necessary for such performance.

Consent must result from a clear affirmative act by the data subject. It must be clear that consent has been given. The legislator is clear about when unambiguous consent can or cannot exist.

This could include ticking a box when visiting an internet website, choosing technical settings for information society services or another statement or conduct which clearly indicates in this context the data subject’s acceptance of the proposed processing of his or her personal data. Silence, pre-ticked boxes or inactivity should therefore not constitute consent. Consent should cover all processing activities carried out for the same purpose or purposes. When the processing has multiple purposes, consent should be given for all of them. If the data subject’s consent is to be given following a request by electronic means, the request must be clear, concise and not unnecessarily disruptive to the use of the service for which it is provided.

Informing the data subject about consent

The controller must inform the data subject in advance what the consent is being given for and to whom. An organisation must therefore make clear which organisation is requesting consent, which personal data will be processed and for what purposes. The information must be offered to the data subject in an accessible and understandable way. A good way of doing this is to draw up a privacy statement and publish it on the website.

In the consent, the controller must clearly state for which personal data consent is obtained and for which purposes the personal data is processed. As soon as the processing of personal data is no longer in line with the original purpose, the processing is no longer lawful. The controller must then also stop processing the personal data. This is the main rule in the GDPR. Consider, for example, collecting contact details for coronavirus contact tracing, but using the data for marketing. This is clearly not lawful processing: the contact details may not be used for marketing purposes.

Consent is not subject to formal requirements

The GDPR does not stipulate that consent must meet any particular formal requirement. On the contrary: consent is not bound to any form. This means that it does not matter how someone gives consent for data processing. Consent may be given in writing, online and even orally.

On the other hand, an organisation, for example a healthcare institution, must be able to demonstrate that valid consent has been given by the data subject. With oral consent, proof is difficult to provide. That is why organisations often ask, for example, their employees, clients and suppliers for written consent.

Under the GDPR, the data subject may withdraw previously given consent at any time. You must inform the data subject of this. In addition, it must be as easy to withdraw consent as it was to give it. For example, you may not require a customer to submit a request by post if the customer gave consent when filling in an online form or making an online purchase. Nor may you impose unreasonable requirements on the data subject if the data subject wishes to withdraw consent.

In some cases, as an organisation you must have the consent of the data subject if you wish to process personal data.

This concerns the following cases:

  • Processing special category personal data;
  • Profiling;
  • Direct marketing;
  • Newsletters;
  • Processing the personal data of young people under the age of 16.

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